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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-10 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | 02/2026 |
| Rbc Capital Markets, Llc | Wayzata | MN | 02/2026 | Present |
(1) NAME OF ENTITY: Backstage Hospitality Group LLC ADDRESS: 936 Parker Ave, Roseville, MN 55113 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Provides catering of food to concerts and other entertainment venues for the stage crew and artists. START DATE: Feb 21, 2026 CAPACITY: Other DUTIES: 0 - 4 Hours HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-26 |
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