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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| OH | RA | APPROVED | 2007-01-26 |
Branch Locations
4137 Boardman Canfield Rd, Canfield, OH 44406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Columbus | OH | 08/2004 | Present |
| Merrill Lynch | Dublin | OH | 08/2001 | Present |
| Bank Of America Na | Columbus | OH | 06/2011 | Present |
I*1366257, Entity Type: , Name of OBA: A and M A M, Address: Poland, Ohio, 44514, Investment Related: N, Position, Title, Association: Executor//Power of Attorney, Employee Start Date: 03/29/2023, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
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