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2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-28 |
| CA | RA | APPROVED | 2025-08-15 |
Branch Locations
2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
2255 Glades Road Suite 324A, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scotia Capital (Usa) Inc | New Orleans | LA | 11/2012 | 05/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2021 | 10/2021 |
| Strategic Project Solutions, Inc. | Houston | TX | 06/2019 | 09/2021 |
| Vp Distributors Llc | Delray Beach | FL | 08/2025 | Present |
| Kayne Anderson Rudnick Investment Management Llc | Delray Beach | FL | 08/2025 | Present |
| Cornerstone Wealth | Delray Beach | FL | 06/2023 | 08/2025 |
| Roberts & Ryan Inc | Delray Beach | FL | 04/2022 | 05/2023 |
| Investifi Securities Llc | Delray Beach | FL | 10/2021 | 02/2022 |
1) 715.5 AC CAMP HOUSE, EVERGREEN, AL 36401 - LOG CABIN RENTAL PROPERTY WITH SURROUNDING TIMBER FARM AND HUNTING LEASES - OWNER SINCE JUNE 2017 - MANAGED BY REGIONS PRIVATE WEALTH MANAGEMENT MOBILE, AL - INVESTMENT RELATED (REAL ESTATE) - DE MINIMIS HRS/ MONTH, DE MINIMIS HRS/ TRADING DAY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-24 |
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