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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-10-22
MA RA APPROVED 2010-05-01
  • LA RA
    APPROVED
    Since 2015-10-22
  • MA RA
    APPROVED
    Since 2010-05-01

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Group Boston MA 10/2004 Present
Columbia Management Advisors, Llc Boston MA 04/2005 Present
Riversource Investments Minneapolis MN 05/2010 Present
Riversource Fund Distributors, Inc. Boston MA 05/2010 Present
  • 10/2004 → Present
    Columbia Management Group
    Boston, MA
  • 04/2005 → Present
    Columbia Management Advisors, Llc
    Boston, MA
  • 05/2010 → Present
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → Present
    Riversource Fund Distributors, Inc.
    Boston, MA
Previous Registrations
  • 2005-04-25 → 2010-05-07
    Bofa Advisors, Llc
    Boston, MA
  • 2004-10-21 → 2005-04-22
    Columbia Management Advisors, Inc.
    Boston, MA
  • 2004-06-23 → 2004-08-09
    Walnut Creek, CA
  • 2003-04-15 → 2004-05-03
    Banc One Securities Corporation
    Metairie, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-20
  • S66 Uniform Combined State Law Examination
    2001-04-20
Other Names
  • Sarah Rachel Ruback
  • Sarah Rachel Ferguson

View on SEC IAPD

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