Spencer Reed Huggett

Current Employers

Employment History

• 10/2011 → 11/2017
  Investment Centers Of America
  Webster, SD
• 11/2017 → 05/2022
  Lpl Financial Llc
  Webster, SD
• 05/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2022 → Present
  North Point Financial Partners
  Webster, SD
• 01/2017 → Present
  Huggett Farm Management Services, Llc
  Roslyn, SD
• 05/2021 → 03/2025
  529 Holdings, Llc
  Roslyn, SD
• 05/2011 → Present
  Huggett Farms, Llp
  Roslyn, SD
• 01/2017 → Present
  Huggett Financial, Inc.
  Webster, SD
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2023 → Present
  Webster Area School District
  Webster, SD

Previous Registrations

• 2017-11-29 → 2022-06-10
  Lpl Financial Llc
  Webster, SD
  Morris, MN
  Sisseton, SD
  Sisseton, SD
• 2011-10-27 → 2017-11-29
  Investment Centers Of America, Inc.
  Bismarck, ND
  Webster, SD
  Morris, MN
  Sisseton, SD
• 2011-02-26 → 2011-10-26
  Grove Point Investments, Llc
  Rockville, MD
  Webster, SD
• 2008-07-11 → 2011-02-11
  Qa3 Financial Llc
  Sioux Falls, SD
  Omaha, NE
  Webster, SD

Other Businesses

1. NAME OF OTHER BUSINESS: NOTARY PUBLIC - STATE OF SOUTH DAKOTA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 10/2017 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: MIMIMAL APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC - PROVIDE NOTARY TO CLIENTS IF NEEDED. 2. NAME OF OTHER BUSINESS: CITY OF ROSLYN CITY COUNCIL INVESTMENT RELATED: NO ADDRESS: 304 3RD ST ROSLYN SD NATURE OF BUSINESS: MUNICIPAL TOWN GOVERMENT START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MUNICIPAL TOWN BOARD MEMBER. HELP CONDUCT MONTHLY MEETINGS AND MAKE DECISISONS ON THE BETTERMENT FOR OUR COMMUNITY. 3. NAME OF OTHER BUSINESS: HUGGETT FARM MANAGEMENT SERVICES, LLC INVESTMENT RELATED: NO ADDRESS: 304 3RD ST ROSLYN SD NATURE OF BUSINESS: FARMING START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TAKE CARE OF THE BOOKS, TAXES, AND HELP WITH MARKETING GRAIN & CATTLE 4. NAME OF OTHER BUSINESS: HUGGETT FARMS, LLP INVESTMENT RELATED: NO ADDRESS: 304 3RD ST.ROSLYN, SD NATURE OF BUSINESS: FAMILY FARM OPERATION START DATE: 05/2011 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: TAKE CARE OF THE BOOKS, TAXES, AND HELP WITH MARKETING GRAIN AND CATTLE 5. NAME OF OTHER BUSINESS: HUGGETT FINANCIAL, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NON-VARIABLE FIXED INSURANCE SALES START DATE: 01/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: NON-VARIABLE FIXED INSURANCE SALES 6. NAME OF OTHER BUSINESS: NORTH POINT FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDE BROKERAGE AND ADVISORY SERVICES TO CLIENTS 7. NAME OF OTHER BUSINESS: WEBSTER AREA SCHOOL DISTRICT; INVESTMENT RELATED: NO; ADDRESS: 52 E 9TH AVE WEBSTER, SD 57274; NATURE OF BUSINESS: BASKETBLL COACH; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: BASKETBALL COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACHING BASKETBALL TO KIDS; 8. NAME OF OTHER BUSINESS: DIAMOND DAWGS BASEBALL CLUB; INVESTMENT RELATED: NO; ADDRESS: 304 3RD ST. ROSLYN, SD 57261; NATURE OF BUSINESS: NON PROFIT; START DATE:3/11/2025; POSITION/TITLE/RELATIONSHIP: MEMBER/COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROGRAM ORGANIZAION: SCHEDULING & COACHING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-19
• S63 Uniform Securities Agent State Law Examination
  2002-07-03