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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-10 |
| IN | RA | APPROVED | 2021-02-24 |
Branch Locations
101 W Kirkwood Ave. Ste. 246, Bloomington, IN 47404 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thurston Springer Miller Herd & Titak, Inc. | Indianapolis | IN | 08/2016 | 02/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 20/WK 20/TRADING, 02/2021 2) SEAN LEWIS, 3695 SARE RD BLOOMINGTON IN 47401, 04/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 8 HR/MO 4 HR/MO TRADING 3) INSTINCTIVE FINANCIAL, 3695 s sare rd, bloomington IN 47401, 02/01/2021, Owner, Using a Trade Name/dba, INV REL, 50 HR/MO, 200 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-17 |
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