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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-09
NH RA APPROVED 2015-11-03
ME RA APPROVED 2013-12-09
  • TX RA
    APPROVED_RES
    Since 2015-11-09
  • NH RA
    APPROVED
    Since 2015-11-03
  • ME RA
    APPROVED
    Since 2013-12-09

Branch Locations

45 South Main Street Suite 200, Concord, NH 03301 • United States

Manchester, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Quarry Lake MD 03/2008 Present
City National Bank Concord NH 10/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Quarry Lake, MD
  • 10/2019 → Present
    City National Bank
    Concord, NH
Other Businesses

(1) PHILIP KELLER; ADDRESS: 9022 GROFFS MILL DRIVE,OWINGS MILLS, MD 21117; BUSINESS DESCRIPTION: RENTAL HOME IN MARYLAND; NOT INVESTMENT RELATED; START DATE: 1/1/14; OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED TO THIS ACTIVITY PER MONTH: NONE; HOURS DEVOTED TO THIS ACTIVITY DURING SECURITY TRADING HOURS: NONE; (2) ST. JOSEPH'S CATHEDRAL; ADDRESS: 45 LOWELL ST., MANCHESTER, NH 03104; BUSINESS DESCRIPTION: CHURCH; NOT INVESTMENT RELATED; START DATE: 04/09/2018; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: FINANCE COMMITTEE; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) Philip Keller9022 Groffs Mill Drive Owings Mills, MD 21117Rental of home in Maryland01/01/14NoOwner - PassiveI am the landlord, so I will pay monthly mortgage and condo fees.00 (4) NAME OF ENTITY: The Granite YMCA ADDRESS: 670 North Commercial Street, Suite 103 Manchester, NH 03101 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Focus on youth development, healthy living, family strengthening, and social responsibility CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 10/17/22 DUTIES: Provide advice and ideas on fundraising as the Y switches from an event driven model to a direct ask model. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: Concord Chorale ADDRESS: P.O. Box 160, Concord, NH 03302-0160 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: May 01, 2026 CAPACITY: Other (Investment Committee Member) DUTIES: Active member of the Investment Committee overseeing a $250,000 Sustainability Fund (meets 2-3 times/year, reports to Board of Trustees) HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-28
S63 Uniform Securities Agent State Law Examination 2003-10-03
  • S66 Uniform Combined State Law Examination
    2011-11-28
  • S63 Uniform Securities Agent State Law Examination
    2003-10-03
Designations

View on SEC IAPD

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