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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-09 |
| NH | RA | APPROVED | 2015-11-03 |
| ME | RA | APPROVED | 2013-12-09 |
Branch Locations
45 South Main Street Suite 200, Concord, NH 03301 • United States
Manchester, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Quarry Lake | MD | 03/2008 | Present |
| City National Bank | Concord | NH | 10/2019 | Present |
(1) PHILIP KELLER; ADDRESS: 9022 GROFFS MILL DRIVE,OWINGS MILLS, MD 21117; BUSINESS DESCRIPTION: RENTAL HOME IN MARYLAND; NOT INVESTMENT RELATED; START DATE: 1/1/14; OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED TO THIS ACTIVITY PER MONTH: NONE; HOURS DEVOTED TO THIS ACTIVITY DURING SECURITY TRADING HOURS: NONE; (2) ST. JOSEPH'S CATHEDRAL; ADDRESS: 45 LOWELL ST., MANCHESTER, NH 03104; BUSINESS DESCRIPTION: CHURCH; NOT INVESTMENT RELATED; START DATE: 04/09/2018; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: FINANCE COMMITTEE; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) Philip Keller9022 Groffs Mill Drive Owings Mills, MD 21117Rental of home in Maryland01/01/14NoOwner - PassiveI am the landlord, so I will pay monthly mortgage and condo fees.00 (4) NAME OF ENTITY: The Granite YMCA ADDRESS: 670 North Commercial Street, Suite 103 Manchester, NH 03101 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Focus on youth development, healthy living, family strengthening, and social responsibility CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 10/17/22 DUTIES: Provide advice and ideas on fundraising as the Y switches from an event driven model to a direct ask model. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: Concord Chorale ADDRESS: P.O. Box 160, Concord, NH 03302-0160 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: May 01, 2026 CAPACITY: Other (Investment Committee Member) DUTIES: Active member of the Investment Committee overseeing a $250,000 Sustainability Fund (meets 2-3 times/year, reports to Board of Trustees) HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-03 |
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