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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-17
HI RA APPROVED 2020-06-02
  • CA RA
    APPROVED
    Since 2025-12-17
  • HI RA
    APPROVED
    Since 2020-06-02

Branch Locations

Irvine, CA • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California Institute Bio-Energetic Research & Education Los Angeles CA 01/2003 05/2020
State Farm Vp Management Corp Honolulu HI 06/2014 Present
State Farm Insurance Honolulu HI 06/2014 Present
State Farm Investment Management Corp. Honolulu HI 08/2018 09/2019
State Farm Investment Management Corp Honolulu HI 06/2020 Present
Other Businesses

1) JM Productions; non-investment related; 728 19th Ave Honolulu HI 96816; other, YouTube Channel; owner; owner; 12/01/2022; 10; 0; Post videos about health, food, culture, and travel. I have no plans to show my face or use my name in any of the videos. My intention is to learn more about YouTube as my son is a Film & Media major in college and he is going to start his own channel as well. I haven't thought of a name yet as I'm looking to gain approval first and then begin the process. This will all be done on weekends and after normal working hours. 2) Blond Austin Designs; Investment related; 728 19th Ave Honolulu HI 96816; Retail; Owner; None; 05/26/2023; 8; 0; design products and upload for print on demand production via Etsy and possibly Shopify, Working with my daughter to open an Etsy and Shopify e-commerce store online to sell retail on demand products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-07-03
  • S63 Uniform Securities Agent State Law Examination
    2002-07-03
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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