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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-05 |
| FL | RA | APPROVED | 2018-02-06 |
Branch Locations
1540 International Parkway, Lake Mary, FL 32746 • United States
5310 Cypress Center Dr Suite 125, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisors Llc | Schaumburg | IL | 12/2013 | 10/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2013 | 10/2017 |
| Voya Financial Advisors, Inc. | Lake Mary | FL | 01/2018 | Present |
| Unemployed | Mt Dora | FL | 10/2017 | 01/2018 |
NAME OF ENTITY:POPPELL FINANCIAL; Yes; 3116 CAPITAL CIRCLE NE STE 6; TALLAHASSEE; FL; 32308; FINANCIAL SERVICES/DBA; REGISTERED REPRESENTATIVE; 1/4/2018; 160; 160; DBA FOR SALE OF FIXED AND SECURITIES PRODUCTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1540 INTERNATIONAL PARKWAY; LAKE MARY; FL; 32746; Fixed Insurance Sales; Independent Insurance Agent; 1/4/2018; 160; 160; Sales of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-03 |
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