David Kaoru Yoshioka

Current Employers

Highline Wealth Partners

15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-09-15

CA RA
APPROVED

Since 2016-09-15

Branch Locations

15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Calabasas	CA	02/1991	Present
P.H. Group	Scottsdale	AZ	07/2005	Present
Charlesworth & Rugg, Inc.	Woodland Hills	CA	08/2016	Present

02/1991 → Present

Self-Employed

Calabasas, CA
07/2005 → Present

P.H. Group

Scottsdale, AZ
08/2016 → Present

Charlesworth & Rugg, Inc.

Woodland Hills, CA

Previous Registrations

2002-05-20 → 2016-09-14

Charlesworth & Rugg Inc

Woodland Hills, CA

Woodland Hills, CA

Other Businesses

I AM THE CHIEF OPERATIONS OFFICER FOR P.H. GROUP, AN INSURANCE COMPANY WHICH IS NOT INVESTMENT RELATED. THE FIRM'S ADDRESS IS 7949 EAST ACOMA DRIVE, SUITE 100, SCOTTSDALE, ARIZONA. I STARTED WORKING FOR THE COMPANY IN JULY, 2005, AS A FULL-TIME EMPLOYEE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-11-27

S65 Uniform Investment Adviser Law Examination

2001-11-27

Other Names

David Kaorv Yoshioka

View on SEC IAPD

Current Employers

Highline Wealth Partners

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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