Shifali Shetty

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Jpmorgan Securities Llc
  Houston, TX

Previous Registrations

• 2012-07-09 → 2016-07-27
  Usaa Financial Planning Services
  Houston, TX
  Addison, TX
• 2012-06-12 → 2012-07-02
  Pfs Investments Inc.
  Mansfield, TX
• 2002-07-22 → 2010-07-13
  Equitable Advisors, Llc
  San Antonio, TX
  Fort Worth, TX
  San Antonio, TX

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) START DATE: 1/1/2010 ADDRESS: 4141 San Antonio TX POSITION: OWNER / LANDLORD - RENTAL PROPERTY DETAILS: 4141 SAN ANTONIO TX. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2002-07-10

Designations

• Certified Financial Planner

Other Names

• Shifali V Kumar
• Shifali V Kumar
• Shifali V Shetty
• Shifali V Kumar
• Shifali K Shetty
• Shifali Shetty
• Shifali Kumar Shetty