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Neal Young Lee

Bahl & Gaynor LLC

Arlington, VA

Cincinnati, OH

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Current Employers
Bahl & Gaynor Llc

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-06
MD RA APPROVED 2025-01-06
NC RA APPROVED 2024-02-29
VA RA APPROVED 2024-02-29
  • DC RA
    APPROVED
    Since 2025-01-06
  • MD RA
    APPROVED
    Since 2025-01-06
  • NC RA
    APPROVED
    Since 2024-02-29
  • VA RA
    APPROVED
    Since 2024-02-29

Branch Locations

Arlington, VA • United States

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 08/2006 08/2023
Quasar Distributors, Llc Arlington VA 10/2023 Present
Bg Is Inc Arlington VA 09/2023 Present
  • 08/2006 → 08/2023
    Advisors Asset Management, Inc
    Monument, CO
  • 10/2023 → Present
    Quasar Distributors, Llc
    Arlington, VA
  • 09/2023 → Present
    Bg Is Inc
    Arlington, VA
Previous Registrations
Other Businesses

1) Registered Representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-19
S63 Uniform Securities Agent State Law Examination 2003-01-13
  • S65 Uniform Investment Adviser Law Examination
    2005-07-19
  • S63 Uniform Securities Agent State Law Examination
    2003-01-13
Other Names
  • Neal Young Lee
  • Neal Y Lee

View on SEC IAPD

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