Steve Cheol Kim

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 11/2022
  Ubs Financial Services Inc.
  Pasadena, CA
• 11/2022 → Present
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Pasadena, CA

Previous Registrations

• 2022-11-28 → 2025-06-05
  Western International Securities, Inc.
  Pasadena, CA
  Pasadena, CA
  Massapequa, NY
• 2011-06-16 → 2022-12-07
  Ubs Financial Services Inc.
  Pasadena, CA
• 2005-09-06 → 2011-06-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Los Angeles, CA
• 2003-09-18 → 2005-08-29
  Morgan Stanley Dw Inc.
  Los Angeles, CA
• 2002-07-24 → 2002-08-19
  Ameriprise Financial Services, Llc
  Glendale, CA

Other Businesses

Accident & Health or Sickness, Life, and Variable Insurance; Investment-Related; Agent

Exams

• S66 Uniform Combined State Law Examination
  2002-07-22

Other Names

• Steven Cheol Kim
• Yong Cheol Kim
• Steve Kim