Heather Alicia Shaeffer

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 12/2016
  Frances Holk-Jones Insurance Agency
  Foley, AL
• 05/2011 → 12/2016
  State Farm Vp Management Corp.
  Foley, AL
• 01/2017 → 10/2018
  Pnc Bank
  Fairhope, AL
• 01/2017 → 10/2018
  Pnc Investments
  Fairhope, AL
• 11/2018 → Present
  Wells Fargo Clearing Services, Llc.
  Gulf Shores, AL
• 10/2018 → Present
  Wells Fargo Bank Na
  Gulf Shores, AL

Previous Registrations

• 2008-12-19 → 2011-02-18
  Wells Fargo Clearing Services, Llc
  Foley, AL
  Birmingham, AL
  Birmingham, AL

Other Businesses

POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; FOLEY, AL; START 11/26/2018; 0 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-06
• S63 Uniform Securities Agent State Law Examination
  2008-11-20

Other Names

• Heather Alicia Sanders
• Heather Shaeffer
• Heather Alicia Shaeffer