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Charles A Jordan

Integrity Alliance, LLC.

Miami, FL

Austin, TX

CRD 4537219

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Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-21
  • FL RA
    APPROVED
    Since 2025-11-21

Branch Locations

80 S.W. 8Th Street Ste 2000, Miami, FL 33130 • United States

300 Colorado St Ste 2600, Austin, TX 78701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ba Securities, Llc W. Conshohocken PA 01/2010 12/2018
Ashland Securities, Llc Miama FL 05/2018 Present
Ba Securities, Llc W. Conshohocken PA 01/2023 Present
Lion Street Financial Austin TX 06/2024 Present
Edcora Financial, Llc Miami FL 04/2024 Present
Lion Street Advisors Miami FL 11/2024 Present
Integrity Alliance, Llc. Miami FL 11/2025 Present
  • 01/2010 → 12/2018
    Ba Securities, Llc
    W. Conshohocken, PA
  • 05/2018 → Present
    Ashland Securities, Llc
    Miama, FL
  • 01/2023 → Present
    Ba Securities, Llc
    W. Conshohocken, PA
  • 06/2024 → Present
    Lion Street Financial
    Austin, TX
  • 04/2024 → Present
    Edcora Financial, Llc
    Miami, FL
  • 11/2024 → Present
    Lion Street Advisors
    Miami, FL
  • 11/2025 → Present
    Miami, FL
Previous Registrations
  • 2025-05-24 → 2025-11-03
    Lion Street Advisors, Llc
    Miami, FL
    Austin, TX
    Miami, FL
  • 2008-02-05 → 2010-10-27
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1.EDCORA FINANCIAL, LLC 80 SW 8th St., Suite 2000 Miami, FL 33130 OWNER AND MANAGING DIRECTOR INVESTMENT HOLDING COMPANY AND DBA FOR LION STREET BUSINESS INVESTMENT-RELATED EFFECTIVE: 04/15/2024 100 HOURS PER MONTH/100 HOURS PER MONTH DURING MARKET HOURS 2.DRAXAR INVESTMENTS, LLC POSITION: Owner NATURE: This is a special purpose LLC whose only function is to own a Private Placement Life Insurance policy on the life of my brother. It is managed by a 3rd party manager based in AK. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/09/2024 ADDRESS: 205 E BENSON BLVD, STE 504, ANCHORAGE AK 99503, United States DESCRIPTION: I have very minimal responsibilities. Most responsibilities are handled by Alaska Private Placement Solutions. They are the Manager of the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-22
S63 Uniform Securities Agent State Law Examination 2002-07-23
  • S65 Uniform Investment Adviser Law Examination
    2024-10-22
  • S63 Uniform Securities Agent State Law Examination
    2002-07-23
Other Names
  • Chuck Jordan

View on SEC IAPD

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