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Daniel Albert Noven

Arax Advisory Partners

New York, NY

Denver, CO

CRD 4537156

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Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-04-21
TX RA APPROVED 2020-04-21
  • CO RA
    APPROVED
    Since 2020-04-21
  • TX RA
    APPROVED
    Since 2020-04-21

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

1777 S. Harrison Street, Suite 1500, Denver, CO 80210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N&A Professional Group, Pc Fka Noven & Associates, Pc Denver CO 08/2008 09/2019
Noven Financial Group, Inc. Denver CO 07/1995 03/2020
Srs Capital Advisors, Inc. Denver CO 04/2020 Present
  • 08/2008 → 09/2019
    N&A Professional Group, Pc Fka Noven & Associates, Pc
    Denver, CO
  • 07/1995 → 03/2020
    Noven Financial Group, Inc.
    Denver, CO
  • 04/2020 → Present
    Srs Capital Advisors, Inc.
    Denver, CO
Previous Registrations
  • 1999-01-01 → 2020-04-22
    Noven Financial Group, Inc.
    Denver, CO
Designations
  • Personal Financial Specialist

View on SEC IAPD

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