Whitney Hays Mcdaniel

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-03-06
SC	RA	APPROVED	2008-01-01

TX RA
APPROVED

Since 2014-03-06
SC RA
APPROVED

Since 2008-01-01

Branch Locations

1011 Bay St Ste 2F [Office Of Convenience], Beaufort, SC 29902 • United States

400 Merchant St, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Beaufort	SC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Beaufort	SC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Beaufort, SC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Beaufort, SC

Previous Registrations

2004-02-13 → 2008-01-01

A. G. Edwards & Sons, Inc.

Beaufort, SC

St. Louis, MO

Beaufort, SC

Other Businesses

SEA ISLAND CHAMBER SINGERS, NOT INV. RELATED, BEAUFORT, SC. PRESIDENT, START 8/12/2022, 1 HOUR/MONTH, 0 DURING TRADING, ATTENDING MEETINGS, BACKUP FOR CHECK SIGNING, ASSIST IN OPERATIONAL PAPERWORK, BUDGET AND OVERSIGHT TO PROMOTE MUSIC IN COMMUNITY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-02

S66 Uniform Combined State Law Examination

2002-08-02

Designations

Certified Financial Planner

View on SEC IAPD