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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-06
SC RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2014-03-06
  • SC RA
    APPROVED
    Since 2008-01-01

Branch Locations

1011 Bay St Ste 2F [Office Of Convenience], Beaufort, SC 29902 • United States

400 Merchant St, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beaufort SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Beaufort SC 11/2016 Present
Previous Registrations
  • 2004-02-13 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Beaufort, SC
    St. Louis, MO
    Beaufort, SC
Other Businesses

SEA ISLAND CHAMBER SINGERS, NOT INV. RELATED, BEAUFORT, SC. PRESIDENT, START 8/12/2022, 1 HOUR/MONTH, 0 DURING TRADING, ATTENDING MEETINGS, BACKUP FOR CHECK SIGNING, ASSIST IN OPERATIONAL PAPERWORK, BUDGET AND OVERSIGHT TO PROMOTE MUSIC IN COMMUNITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-02
  • S66 Uniform Combined State Law Examination
    2002-08-02
Designations

View on SEC IAPD

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