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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-25 |
| IL | RA | APPROVED | 2026-03-26 |
| CO | RA | APPROVED | 2026-03-25 |
| CT | RA | APPROVED | 2026-03-25 |
| OH | RA | APPROVED | 2026-03-25 |
| NY | RA | APPROVED | 2026-03-24 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Whitaker Securities Llc | New York | NY | 08/2015 | 09/2016 |
| Lps Partners Iinc. | New York | NY | 10/2016 | 12/2018 |
| Morgan Stanley | New York | NY | 05/2022 | 06/2025 |
| Park Avenue Securities | Rye Brook | NY | 10/2025 | Present |
| Unemployed | Rye | NY | 01/2020 | 03/2020 |
| Curve Asset Management, Llc | New Yotk | NY | 04/2020 | 04/2022 |
| Strategies For Wealth | Rye Brook | NY | 07/2025 | 10/2025 |
| Seaport Global Securities, Llc | New York | NY | 03/2019 | 12/2019 |
| Guardian Life Insurance Company Of America | Rye Brook | NY | 10/2025 | Present |
1. Corrib Investment JF Fund LLC 06/05/2024 29 Mohegan Ave Rye Brook, NY 10573 0 hours per month 0 hours during trading hours Yes investment related 2. Resurrection School Foundation Board 06/01/2021 116 Milton Road Rye, NY 10580 1 hour per month 0 during trading hours Not investment related 3) Board Of Trustees-Member Nature of Business: 501(c)(3) nonprofit chapter of the National Bleeding Disorders Foundation, Start date: 09/01/2026, Address: 500 7th Ave, Mailroom 8A New York, NY 100180, Duties: general governance and oversight duties, 4 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-23 |
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