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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-25
IL RA APPROVED 2026-03-26
CO RA APPROVED 2026-03-25
CT RA APPROVED 2026-03-25
OH RA APPROVED 2026-03-25
NY RA APPROVED 2026-03-24
  • AZ RA
    APPROVED
    Since 2026-06-25
  • IL RA
    APPROVED
    Since 2026-03-26
  • CO RA
    APPROVED
    Since 2026-03-25
  • CT RA
    APPROVED
    Since 2026-03-25
  • OH RA
    APPROVED
    Since 2026-03-25
  • NY RA
    APPROVED
    Since 2026-03-24

Branch Locations

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitaker Securities Llc New York NY 08/2015 09/2016
Lps Partners Iinc. New York NY 10/2016 12/2018
Morgan Stanley New York NY 05/2022 06/2025
Park Avenue Securities Rye Brook NY 10/2025 Present
Unemployed Rye NY 01/2020 03/2020
Curve Asset Management, Llc New Yotk NY 04/2020 04/2022
Strategies For Wealth Rye Brook NY 07/2025 10/2025
Seaport Global Securities, Llc New York NY 03/2019 12/2019
Guardian Life Insurance Company Of America Rye Brook NY 10/2025 Present
  • 08/2015 → 09/2016
    Whitaker Securities Llc
    New York, NY
  • 10/2016 → 12/2018
    Lps Partners Iinc.
    New York, NY
  • 05/2022 → 06/2025
    Morgan Stanley
    New York, NY
  • 10/2025 → Present
    Park Avenue Securities
    Rye Brook, NY
  • 01/2020 → 03/2020
    Unemployed
    Rye, NY
  • 04/2020 → 04/2022
    Curve Asset Management, Llc
    New Yotk, NY
  • 07/2025 → 10/2025
    Strategies For Wealth
    Rye Brook, NY
  • 03/2019 → 12/2019
    Seaport Global Securities, Llc
    New York, NY
  • 10/2025 → Present
    Guardian Life Insurance Company Of America
    Rye Brook, NY
Other Businesses

1. Corrib Investment JF Fund LLC 06/05/2024 29 Mohegan Ave Rye Brook, NY 10573 0 hours per month 0 hours during trading hours Yes investment related 2. Resurrection School Foundation Board 06/01/2021 116 Milton Road Rye, NY 10580 1 hour per month 0 during trading hours Not investment related 3) Board Of Trustees-Member Nature of Business: 501(c)(3) nonprofit chapter of the National Bleeding Disorders Foundation, Start date: 09/01/2026, Address: 500 7th Ave, Mailroom 8A New York, NY 100180, Duties: general governance and oversight duties, 4 total hours per month; 0 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-18
S63 Uniform Securities Agent State Law Examination 2002-10-23
  • S66 Uniform Combined State Law Examination
    2026-02-18
  • S63 Uniform Securities Agent State Law Examination
    2002-10-23
Other Names
  • John Anthony Joyce

View on SEC IAPD

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