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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-02
MD RA APPROVED 2002-08-29
  • TX RA
    APPROVED_RES
    Since 2006-10-02
  • MD RA
    APPROVED
    Since 2002-08-29

Branch Locations

4800 Montgomery Ln Ste 620, Bethesda, MD 20814 • United States

Bethesda, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bethesda MD 09/2005 03/2020
Ameriprise Financial Services, Llc Bethesda MD 03/2020 Present
Other Businesses

Business Ownership; Hurwitz & Associates LLC; ; Condiut for handling the adminstration of staff and payroll associated with Ameriprise finanical planning franchise.; 6400 Goldsboro Rd #550Bethesda, MD 20817, ,; Not Investment-Related; 03/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Imagination Stage; Vice President; 4908 Auburn Ave, , Bethesda, MD, 20814; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-28
  • S66 Uniform Combined State Law Examination
    2002-08-28

View on SEC IAPD

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