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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-01-20 |
| TX | RA | APPROVED | 2017-01-20 |
Branch Locations
7777 Washington Village Drive Suite 100, Centerville, OH 45459 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dayton | OH | 07/2001 | 01/2017 |
| Bank Of America, N.A. | Dayton | OH | 12/2009 | 01/2017 |
| Morgan Stanley Smith Barney Llc | Centerville | OH | 01/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2017 | Present |
1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION ADDRESS OF BUSINESS: CENTERVILLE, OH 45458 NATURE OF BUSINESS: RENTAL PROPERTY START DATE OF RELATIONSHIP: 12/02/2013 NUMBER OF HOURS DEVOTED PER MONTH: 0 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: OWNER 2) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION ADDRESS OF BUSINESS: CENTERVILLE, OH 45458 NATURE OF BUSINESS: RENTAL PROPERTY START DATE OF RELATIONSHIP: 07/15/2010 NUMBER OF HOURS DEVOTED PER MONTH: 0 DUTIES: THIS PROPERTY WAS OUR FAMILY'S PRIOR PRIMARY RESIDENCE. WE RECENTLY MOVED INTO ANOTHER HOME AND KEPT OUR PRIOR RESIDENCE TO TURN INTO A RENTAL PROPERTY SOLELY 100% OWNED BY US. 3)I*73633 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: CENTERVILLE, OHIO NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/16/2014 NUMBER OF HOURS DEVOTED AFTER BUSINESS: 1 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER OF A RENTAL PROPERTY *319419 - University of Dayton; Investment related No; Dayton, OH; Education; Aug 2017; Employee (proprietor, partner, officer, director, employee, trustee, agent); During business hours: 0; After business hours: 15; Adjunct Professor/Instructor. 6)Real Estate; Investment related Yes; Brookville IN; Passive investment; Owner and operator of rental property(proprietor, partner, officer, director, employee, trustee, agent); May 2017; During business hours: 0; After business hours: 0 *531290 - MB3 Vending LLC; Investment related: Yes; Dayton, Ohio; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 10 ;Labor/Service, Administrative, Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-24 |
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