Wenjinn James Chang

Current Employers

Employment History

• 04/2012 → Present
  Independent Financial Group
  Gaithersburg, MD

Previous Registrations

• 2004-09-02 → 2012-04-19
  Ameritas Investment Company, Llc
  Rockville, MD
  Bethesda, MD
• 2003-09-03 → 2004-08-09
  Equitable Advisors, Llc
  Falls Church, VA

Other Businesses

(1) UPRIGHT PLANNING, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 143 START DATE: 04/12/2012 ADDRESS: 15245 Shady Grove Road, Suite 310, Rockville MD 20850, United States DESCRIPTION: 100% OWNER OF USED FOR MARKETING SECURITIES AND ADVISORY SERVICES. (2) TAIWANESE CHAMBER OF COMMERCE POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2005 ADDRESS: 15245 Shady Grove Road, Suite 310, Rockville MD 20850, United States DESCRIPTION: MEMBER OF THE BOARD OF DIRECTORS FOR TAIWANESE CHAMBER OF COMMERCE A NON-PROFIT ORGANIZATION (3) OVERSEAS COMPATRIOT AFFAIRS COMMISSION, TAIWAN POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: 15245 Shady Grove Road, Suite 310, Rockville MD 20850, United States DESCRIPTION: VOLUNTEER FOR COORDINATOR OF OVERSEAS COMPATRIOT AFFAIRS COMMISSION, TAIWAN A GOVERNMENT ORGANIZATION PROVIDING RECOMMENDATIONS FOR THE ORGANIZATION TO BETTER SERVICE TAIWANESE AMERICANS. (4) NOTARY PUBLIC POSITION: Volunteer NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/24/2006 ADDRESS: Upright Planning, LLC, 15245 Shady Grove Rd., Suite 301, Rockville MD 20850, United States DESCRIPTION: Notary Public

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-02
• S63 Uniform Securities Agent State Law Examination
  2002-07-02

Designations