Sheri H. Pan

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  San Jose, CA
• 03/2013 → Present
  Pantheon Wealth Planning
  San Jose, CA

Previous Registrations

• 2009-04-01 → 2009-12-11
  Strategic Wealth Advisors Group
  San Jose, CA
• 2009-03-13 → 2009-10-13
  Associated Planners Investment Advisory Inc
  Sanjose, CA
• 2009-03-13 → 2009-09-08
  Associated Securities Corp.
  San Jose, CA
  San Mateo, CA
• 2008-08-13 → 2009-03-12
  Cetera Wealth Services, Llc
  San Jose, CA
• 2003-03-14 → 2008-08-13
  Pension Planners Securities, Inc.
  San Jose, CA
  Sacramento, CA

Other Businesses

1. 06/03/10 - NON-VARIABLE INSURANCE, SELLING FIXED LIFE, DISABILITY, H& LTC PRODUCTS. IN ADDITION, PLUS HEALTH INSURANCE. ACT AS AN AGENT FOR CLIENTS, SHERI H PAN, 15% CA 2. 12/18/2012: NON-VARIABLE INSURANCE DBA - PANTHEON WEALTH PLANNING - ALL LPL RELATED SECURITY TRANSACTIONS AND INSURANCE. - TIME SPENT 100% - SAN JOSE, CA 3. 12/2/2013: ACT IN A FIDUCIARY CAPACITY - PAN FAMILY REVOCABLE TRUST - TRUSTEE OF MY OWN REVOCABLE TRUST - TIME SPENT 1%. 4. 1/31/2019 - Pantheon Wealth Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 03/2012 - 40 Hours Per Month - Time Spent 25% - I provide financial planning and consulting services through Pantheon Wealth Planning, an independent investment advisor firm. I started this business activity in 03/2013. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-20

Designations