Daniel Guy Deblois

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

Chittenango, NY • United States

8606 Turin Road, Rome, NY 13440 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Leigh Baldwin & Co., Llc	Cazeonvia	NY	10/2011	04/2022
Cadaret, Grant & Co., Inc.	Rome	NY	04/2022	07/2025
Lpl Financial Llc	Chittenango	NY	07/2025	Present

10/2011 → 04/2022

Leigh Baldwin & Co., Llc

Cazeonvia, NY
04/2022 → 07/2025

Cadaret, Grant & Co., Inc.

Rome, NY
07/2025 → Present

Lpl Financial Llc

Chittenango, NY

Previous Registrations

2022-05-17 → 2025-07-10

Cadaret, Grant & Co., Inc.

Chittenango, NY

Rome, NY

Other Businesses

1- 07/2025 - Vacca & DeBlois Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 200 hours per month/ 150 hours during trading 2- 07/2025 - DeBlois Enterprises - Business Owner - Investment Related - Home Based - Start Date 01/01/2021 - 10 hours per month/ 10 hours during trading 3- 07/2025 - Daniel DeBlois - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/01/2002 - 10 hours per month/ 10 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-01-31
S63	Uniform Securities Agent State Law Examination	2002-09-03

S65 Uniform Investment Adviser Law Examination

2022-01-31
S63 Uniform Securities Agent State Law Examination

2002-09-03

View on SEC IAPD