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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-19 |
| FL | RA | APPROVED | 2021-04-26 |
Branch Locations
2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Sarasota | FL | 09/2013 | 04/2021 |
| Raymond James & Associates, Inc. | Sarasota | FL | 04/2021 | Present |
(1)Name of Business: Wings for Widows Address: 7302 Periwinkle Dr, Sarasota, FL, 34231, United States Activity Type: Non-profit Position/Title: Other Investment Related: Yes Start Date: 11/22/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Volunteer Pro Bono Work in Financial Planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-18 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-05 |
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