Joseph Lorne Quarles

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2004-01-15

TN RA
APPROVED

Since 2004-01-15

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

3325 Perimeter Hill Drive, Nashville, TN 37211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Nashville	TN	08/1994	Present

08/1994 → Present

Ubs Financial Services Inc.

Nashville, TN

Other Businesses

LORNE QUARLES PAINTER. NASHVILLE, TN 37207. NOT INVESTMENT RELATED. BUSINESS - DECORATIVE PAINTING. TITLE - PAINTER. START DATE - 01/01/1995. HRS/MONTHS/VARIES. DUTIES - PAINT FOR CLIENTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-07-31

S63 Uniform Securities Agent State Law Examination

2002-07-31

Other Names

Joseph Lorne Quarles
Joseph Lorne Quarles
Lorne Lorne Quarles.
Joseph Lorne Quarles.

View on SEC IAPD