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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States

Malibu, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Woodland Hills CA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Woodland Hills, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Woodland Hills, CA
  • 2003-03-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Woodland Hills, CA
    Woodland Hls, CA
Other Businesses

*188184 - 58 Rosehedge Lane Rental; Investment related: Yes; Oak Park, California; Rental Property; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 1; After business hours: 0; Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-24
  • S66 Uniform Combined State Law Examination
    2002-07-24

View on SEC IAPD

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