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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-17
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2022-03-17
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Roslyn, NY • United States

88 Froehlich Farm Blvd Ste 325, Woodbury, NY 11797 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities New York NY 05/2002 03/2017
Mml Investors Services, Llc Woodbury NY 03/2017 Present
Massmutual Life Insurance Co Woodbury NY 07/2016 Present
  • 05/2002 → 03/2017
    Metlife Securities
    New York, NY
  • 03/2017 → Present
    Woodbury, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Woodbury, NY
Other Businesses

1. Name: Mikhail Leyon Inv rel: Y Add: At Residential Address Nature: Outside Insurance Position: Agent/Sales Start date: 03/01/2011 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe Duties: Ind Life, P&C, Health, Group Life, Group Health, Group Dental, Medicare Products, Fixed Annuities 2. Name: Mikhail Leyon Inv rel: Y Add: At Residential Address Nature: Simple Rental Position: Partner of Rental Real Estate Start date: 08/2013 No. HR/MO: 1 No. HR/MO during sec trading: 0 Duties: Investment purposes 3. Name: Theodora Mission Inv rel: N Add: 15-73 216 St Bayside, NY 11360 Nature: Helping special needs children in Egypt Position: Board member Start date: 11/21/2021 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe Duties: Meeting once a month for a couple hours, review the activity and bring new ideas about how to get funds to help the needy kids overseas in Egypt. 4.Name: Leyon Wealth Advisors LLC, Inv Rel: Y Addr: At Residential Address, Nature: Passthrough LLC for tax purposes, Position: Owner, Start: 12/26/2025, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 Duties: none

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06

View on SEC IAPD

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