Justin Richard Poore

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-10
TX	RA	APPROVED_RES	2025-09-10

CA RA
APPROVED

Since 2025-09-10
TX RA
APPROVED_RES

Since 2025-09-10

Branch Locations

Madera, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

114 E Shaw Ave Ste 209, Fresno, CA 93710 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
H.D. Vest Investment Services	Fresno	CA	09/2012	12/2018
H.D. Vest Insurance	Fresno	CA	09/2012	12/2018
Jp Advising Tax	Fresno	CA	10/2012	Present
H.D.VEst Advisory Services	Fresno	CA	06/2013	12/2018
Kms Financial Services, Inc.	Seattle	WA	12/2018	11/2020
Securities America, Inc.	Madera	CA	11/2020	06/2024
Securities America Advisors, Inc.	Madera	CA	11/2020	06/2024
Osaic Wealth, Inc.	Madera	CA	06/2024	09/2025
Lpl Financial	Madera	CA	09/2025	Present

09/2012 → 12/2018

H.D. Vest Investment Services

Fresno, CA
09/2012 → 12/2018

H.D. Vest Insurance

Fresno, CA
10/2012 → Present

Jp Advising Tax

Fresno, CA
06/2013 → 12/2018

H.D.VEst Advisory Services

Fresno, CA
12/2018 → 11/2020

Kms Financial Services, Inc.

Seattle, WA
11/2020 → 06/2024

Securities America, Inc.

Madera, CA
11/2020 → 06/2024

Securities America Advisors, Inc.

Madera, CA
06/2024 → 09/2025

Osaic Wealth, Inc.

Madera, CA
09/2025 → Present

Lpl Financial

Madera, CA

Previous Registrations

2024-06-14 → 2025-09-11

Osaic Wealth, Inc.

Madera, CA
2020-11-06 → 2024-06-14

Securities America Advisors, Inc.

Fresno, CA

Madera, CA
2018-12-26 → 2020-11-06

Kms Financial Services, Inc.

Fresno, CA

Seattle, WA

Seattle, WA
2013-06-28 → 2018-12-27

Avantax Advisory Services

Fresno, CA

Other Businesses

1. 08/2025 - JP Advising - DBA for LPL Business (entity for LPL business) - Investment Related - 6 Hour(s)/Month - 3 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 09/09/2025 2. 08/2025 - JP Santa PGA - Justin Poore - Outside/W-2 Employment - Not Investment Related - 12 Hour(s)/Month - 1 Hour(s) During Trading - Madera CA 93636 - OBA Start Date: 01/01/2023 3. 08/2025 - Justin Poore - Real Estate Rental - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Madera CA 93636 - OBA Start Date: 01/01/2007 4. 08/2025 - Golf Coaching - Coach/Sports/Fitness - Not Investment Related - 20 Hour(s)/Month - 02 Hour(s) During Trading - Madera CA 93636 - OBA Start Date: 01/01/2024 5. 08/2025 - Madera Golf and Country Club - Outside/W-2 Employment - Not Investment Related - 20 Hour(s)/Month - 02 Hour(s) During Trading - Madera CA 93636 - OBA Start Date: 08/01/2025 6. 08/2025 - JP Advising Tax - Tax Prep/Accounting/CPA - Investment Related - 50 Hour(s)/Month - 03 Hour(s) During Trading - Madera CA 93636 - OBA Start Date: 01/01/2003

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-14
S63	Uniform Securities Agent State Law Examination	2002-07-22

S65 Uniform Investment Adviser Law Examination

2013-06-14
S63 Uniform Securities Agent State Law Examination

2002-07-22

View on SEC IAPD