Orlando Ochoa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Lpl Financial Llc
  Chicago, IL
• 06/2014 → Present
  Iht Wealth Management Llc
  Chicago, IL
• 06/2014 → Present
  Lpl Insurance Associates
  Chicago, IL

Previous Registrations

• 2009-10-23 → 2014-06-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Norridge, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Norridge, IL
• 2008-10-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Norridge, IL
  Chicago, IL
• 2002-12-04 → 2008-10-24
  Lasalle Financial Services, Inc.
  Norridge, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Norridge, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1. 7/7/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - IHT WEALTH MANAGEMENT - CHICAGO, IL. 2. 7/22/2014: REGISTERED INVESTMENT ADVISOR HYBRID - IHT WEALTH MANAGEMENT LLC - TIME SPENT 90% - CHICAGO, IL. 3. 2/10/2017: IHT Wealth Management LLC - DBA: (Hybrid) Shard Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/05/16 - 40 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity in 05/05/2016. I expect to spend approximately [40 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 06/13/2019 - SGA Group LLC - Investment Related: Yes - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2018 - 40 Hours Per Month/40 Hours During Securities Trading. 5. 2/18/2020 - The Arboleda Ochoa Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/10/2020 - 1 Hour Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-03