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121 Cottage Avenue, Cashmere, WA 98815 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apartment Complex | Leavenworth | WA | 01/2007 | Present |
| Waddell & Reed, Inc | Wenatchee | WA | 12/2011 | 01/2019 |
| Various Insurance Carriers For W&R Insurance Agencies | Peshastin | WA | 12/2011 | 01/2019 |
| Sgsa, Inc | Leavenworth | WA | 01/2001 | Present |
| Steve Allen | Wenatchee | WA | 05/2007 | Present |
| Blackburn Financial, Llc | Cashmere | WA | 01/2019 | Present |
01/2001-PRESENT, SGSA INC, LEAVENWORTH, WA, NOT INVEST-RELATED, RECORD KEEPING, PRESIDENT, 0 HRS/MO, 0 HRS/DAY DURING SEC TRADING; 01/2007-PRESENT, APARTMENT COMPLEX, LEAVENWORTH, WA, NOT INVEST-RELATED, OWNER, 5 HRS/MO, 0 HRS/DAY DURING SEC TRADING;12/2011-PRESENT, VARIOUS INSURANCE CARRIERS, CASHMERE, WA, INVEST-RELATED, INSURANCE SALES, INSURANCE AGENT;05/2007-PRESENT, STEVE ALLEN, WENATCHEE, WA, NON-INVESTMENT RELATED, PRIVATE, OWNER/LANDLORD, 20 HRS/MO, 0 HRS DURING SECURITY TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-16 |
| S65 | Uniform Investment Adviser Law Examination | 2001-08-28 |
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