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Stephen Glenn Allen

Blackburn Financial

Cashmere, WA

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Current Employers
Blackburn Financial

121 Cottage Avenue, Cashmere, WA 98815 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-01-23
  • WA RA
    APPROVED
    Since 2019-01-23

Branch Locations

121 Cottage Avenue, Cashmere, WA 98815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apartment Complex Leavenworth WA 01/2007 Present
Waddell & Reed, Inc Wenatchee WA 12/2011 01/2019
Various Insurance Carriers For W&R Insurance Agencies Peshastin WA 12/2011 01/2019
Sgsa, Inc Leavenworth WA 01/2001 Present
Steve Allen Wenatchee WA 05/2007 Present
Blackburn Financial, Llc Cashmere WA 01/2019 Present
  • 01/2007 → Present
    Apartment Complex
    Leavenworth, WA
  • 12/2011 → 01/2019
    Waddell & Reed, Inc
    Wenatchee, WA
  • 12/2011 → 01/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Peshastin, WA
  • 01/2001 → Present
    Sgsa, Inc
    Leavenworth, WA
  • 05/2007 → Present
    Steve Allen
    Wenatchee, WA
  • 01/2019 → Present
    Blackburn Financial, Llc
    Cashmere, WA
Previous Registrations
  • 2012-01-03 → 2019-01-28
    Waddell & Reed
    Seattle, WA
    Wenatchee, WA
    Kennewick, WA
    Seattle, WA
  • 2010-09-30 → 2012-01-26
    First Allied Advisory Services, Inc.
    Wenatchee, WA
  • 2004-09-23 → 2010-10-07
    Greenbook Investment Management, Inc.
    Leavenworth, WA
  • 2003-01-13 → 2004-12-31
    Xelan Financial Planning, Inc.
    Leavenworth, WA
  • 2001-10-24 → 2003-01-15
    Xelan Investment Services, Inc.
    Leavenworth, WA
Other Businesses

01/2001-PRESENT, SGSA INC, LEAVENWORTH, WA, NOT INVEST-RELATED, RECORD KEEPING, PRESIDENT, 0 HRS/MO, 0 HRS/DAY DURING SEC TRADING; 01/2007-PRESENT, APARTMENT COMPLEX, LEAVENWORTH, WA, NOT INVEST-RELATED, OWNER, 5 HRS/MO, 0 HRS/DAY DURING SEC TRADING;12/2011-PRESENT, VARIOUS INSURANCE CARRIERS, CASHMERE, WA, INVEST-RELATED, INSURANCE SALES, INSURANCE AGENT;05/2007-PRESENT, STEVE ALLEN, WENATCHEE, WA, NON-INVESTMENT RELATED, PRIVATE, OWNER/LANDLORD, 20 HRS/MO, 0 HRS DURING SECURITY TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-03-16
S65 Uniform Investment Adviser Law Examination 2001-08-28
  • S63 Uniform Securities Agent State Law Examination
    2007-03-16
  • S65 Uniform Investment Adviser Law Examination
    2001-08-28
Other Names
  • Stephen G. Allen
  • Stephen Glenn Allen
  • Stephen Allen
  • Steve Allen

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