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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-05 |
| SC | RA | APPROVED | 2008-01-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greer | SC | 01/2008 | Present |
1. 01/29/2008 - SIMS & KARR FINANCIAL SOLUTIONS - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 2. 10/06/2014 - Sims & Karr LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - AT REPORTED BUSINESS LOCATION - The legal name that Sims & Karr Financial Solutions operates under (already approves as a OBA). This name is not held out to the public. It's a shell Corp to process commission checks - OBA START: 12/1/2007. 3. 11/05/2014 - NO BUSINESS NAME - Other-Notary - NOT INV REL - AT REPORTED BUSINESS LOCATION - Public Notary - Expires 10/20/2020 - OBA START: 10/20/2010 - 1HR PER MONTH/0 HRS DURING TRADING. 4. 6/4/2018 - S&K Financial Solutions - Not Investment Related - 304 N Main Street, Greer, SC 29650 - Real Estate Rental - Start Date: 01/25/2008 - 1 Hour Per Month/0 Hours During Securities Trading - Formed an LLC in 2008 to purchase the building (304 N Main Street, Greer, SC 29650) that we use as our LPL business office. 5. 07/17/2025 - Trade Street Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business Location(s) - Start date: 09/01/2025 - 160 Hour Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-19 |
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