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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Knoxville TN 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Oak Ridge, TN
    Knoxville, TN
  • 2004-04-15 → 2007-02-13
    Amsouth Investment Management Company Llc
    Knoxville, TN
Other Businesses

(1) KEITH RENFRO POSITION: OWNER/ PROPRIETOR/ PARTNER(INCLUDING LIMITED PARTNER) NATURE: THIS IS OWNERSHIP IN A RENTAL PROPERTY, SPECIFICALLY THE WILDERNESS LODGE IN SEVIERVILLE, TN. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 08/31/2012 ADDRESS: 1424 OLD KNOXVILLE HWY SEVIERVILLE TN 37876 DESCRIPTION: NO RESPONSIBILITIES OTHER THAN PAY OFF A MORTGAGE ON THE PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-24
  • S66 Uniform Combined State Law Examination
    2002-05-24

View on SEC IAPD

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