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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-10-14
  • PA RA
    APPROVED
    Since 2015-10-14

Branch Locations

53 East Market Street, Blairsville, PA 15717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Commonwealth Indiana PA 03/2006 Present
Infinex Investments, Inc. Meriden CT 10/2015 Present
  • 03/2006 → Present
    First Commonwealth
    Indiana, PA
  • 10/2015 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2010-12-07 → 2015-10-16
    Essex National Securities, Llc
    New Alexandria, PA
    Delmont, PA
    Export, PA
    Delmont, PA
    Murrysville, PA
    Murrysville, PA
    Napa, CA
    Derry, PA
    Blairsville, PA
    Greensburg, PA
Other Businesses

1.) New Deal Hunting and Fishing Camp. Emporium PA. Cabin where members/families stay to hunt/fish/vacation. Not investment related. Secretary/Treasurer. Started in 2007. 1-2 hours per month. 0 during trading hours. Pay bills/reserve cabin for members.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-06
S63 Uniform Securities Agent State Law Examination 2002-09-05
  • S65 Uniform Investment Adviser Law Examination
    2010-12-06
  • S63 Uniform Securities Agent State Law Examination
    2002-09-05
Other Names
  • Robert J Montag

View on SEC IAPD

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