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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1600 Stewart Ave Ste 303, Westbury, NY 11590 • United States
Smithtown, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Melville | NY | 05/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Westbury | NY | 03/2020 | Present |
Outside Employment; Joseph Liana; AFA; Administrative activities for Ameriprise Advisor Joseph Liana; 1600 stewart ave, 303, westbury, NY, 11590; Investment-Related; 06/01/2022; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-06-20 |
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