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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-10
  • TX RA
    APPROVED
    Since 2025-03-10

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 08/2016 Present
Previous Registrations
  • 2011-03-08 → 2011-08-31
    Dallas, TX
    New York, NY
  • 2005-11-11 → 2009-03-18
    Banc Of America Investment Services, Inc.
    Dallas, TX
    Charlotte, NC
    Dallas, TX
    Dallas, TX
  • 2005-06-08 → 2005-06-13
    Banc Of America Investment Services, Inc.
    Charlotte, NC
  • 2003-03-31 → 2003-06-10
    Morgan Stanley Dw Inc.
    Huntsville, AL
Other Businesses

I*: 2929360Entity Type: Rental Property Name of OBA: Rental Property 1Address: Rockwall, TX TexasInvestment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 09/30/2025Number of Hours: 12 hrs annuallyNumber of Hours during trading: 0Duties: Co-owner with other family members of rental property I*4513309, Entity Type, Name of OBA: C G Address: FriscoTexas 75035 Investment Related: No Position, Title, Association:Power of Attorney Employee Start Date: 04/30/2026 No Hours: 1Monthly No Hours during trading: 0Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-11
S65 Uniform Investment Adviser Law Examination 2002-08-03
S63 Uniform Securities Agent State Law Examination 2002-08-02
  • S66 Uniform Combined State Law Examination
    2023-05-11
  • S65 Uniform Investment Adviser Law Examination
    2002-08-03
  • S63 Uniform Securities Agent State Law Examination
    2002-08-02
Other Names
  • John O Glenn
  • John Glenn
  • John Orville Glenn

View on SEC IAPD

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