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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 08/2016 | Present |
I*: 2929360Entity Type: Rental Property Name of OBA: Rental Property 1Address: Rockwall, TX TexasInvestment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 09/30/2025Number of Hours: 12 hrs annuallyNumber of Hours during trading: 0Duties: Co-owner with other family members of rental property I*4513309, Entity Type, Name of OBA: C G Address: FriscoTexas 75035 Investment Related: No Position, Title, Association:Power of Attorney Employee Start Date: 04/30/2026 No Hours: 1Monthly No Hours during trading: 0Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-02 |
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