Michael David Hess

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → Present
  Wealth Enhancement Advisory Services, Llc
  Plymouth, MN
• 04/2002 → Present
  Wealth Enhancement Group, Llc
  Wayzata, MN
• 02/2007 → 06/2025
  Lpl Financial Llc
  Plymouth, MN
• 02/2007 → Present
  Wealth Enhancement Brokerage Services, Llc
  Plymouth, MN

Previous Registrations

• 2007-02-02 → 2011-05-19
  Lpl Financial Llc
  Wayzata, MN
  Fort Mill, SC
  Plymouth, MN

Other Businesses

(1) 02/01/2007: WEALTH ENHANCEMENT GROUP, INC. - NON-VARIABLE INSURANCE DBA - AT REPORTED BUSINESS LOCATION(S) - 1% OF TIME SPNET - AGENT. INS TYPES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE (2) 03/12/2007: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - 40% OF TIEM SPENT (3) 6/23/2015: HESSFAM HOLDING LLC, LLC - INV REL - 5217 VINCENT AVE S, MINNEAPOLIS, MN 55410 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 06/05/2015 - 1 HR/MO ALL DURING SECS TRDG HRS - OWNER

Exams

• S66 Uniform Combined State Law Examination
  2002-05-24

Designations

• Certified Financial Planner