Stephen Elcock

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 03/2018
  Scottrade, Inc.
  Fort Meyers, FL
• 04/2018 → 06/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
• 06/2019 → 10/2022
  Bank Of America, N.A.
  Sarasota, FL
• 04/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL

Previous Registrations

• 2018-05-08 → 2019-07-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
  Punta Gorda, FL
  Sarasota, FL
  New York, NY
• 2017-06-29 → 2018-03-08
  Scottrade Investment Management
  Ft. Myers, FL
• 2009-07-06 → 2010-06-07
  Harrisdirect Llc
  Arlington, VA
• 2002-07-10 → 2002-10-07
  Ameriprise Financial Services, Llc
  Orlando, FL

Exams

• S66 Uniform Combined State Law Examination
  2022-12-30

Other Names

• Stephen Dexter Chad Elcock
• Stephen Elcock
• Stephen Dexter Elcock