Carlos Mauricio Padilla

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-21

TX RA
APPROVED

Since 2023-04-21

Branch Locations

901 South Mopac Expressway Barton Oaks Plaza Four Ste 150, Austin, TX 78746 • United States

13284 Pond Springs Road Suite 502, Austin, TX 78729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Cedar Park	TX	07/2018	07/2018
Mutual Of Omaha	Austin	TX	08/2018	05/2019
Farmers Insurance Group	Austin	TX	03/2019	05/2021
Capson Physicians Insurance	Austin	TX	02/2015	07/2018
Farmers Financial Solutions	Austin	TX	12/2020	05/2021
Adair Financial Pcg, Llc	Cedar Park	TX	04/2021	04/2023
Guardian Life Insurance Company	Austin	TX	04/2023	Present
Park Avenue Securities	Austin	TX	04/2023	Present
Guardian Life Insurance Company	Austin	TX	06/2024	Present
Park Avenue Securities	Austin	TX	06/2024	Present

07/2018 → 07/2018

Unemployed

Cedar Park, TX
08/2018 → 05/2019

Mutual Of Omaha

Austin, TX
03/2019 → 05/2021

Farmers Insurance Group

Austin, TX
02/2015 → 07/2018

Capson Physicians Insurance

Austin, TX
12/2020 → 05/2021

Farmers Financial Solutions

Austin, TX
04/2021 → 04/2023

Adair Financial Pcg, Llc

Cedar Park, TX
04/2023 → Present

Guardian Life Insurance Company

Austin, TX
04/2023 → Present

Park Avenue Securities

Austin, TX
06/2024 → Present

Guardian Life Insurance Company

Austin, TX
06/2024 → Present

Park Avenue Securities

Austin, TX

Previous Registrations

2021-05-06 → 2023-04-12

Adair Financial Private Client Group

West Chester, PA

Cedar Park, TX

Cedar Park, TX
2018-10-29 → 2019-05-30

Mutual Of Omaha Investor Services, Inc.

Houston, TX

Austin, TX

Other Businesses

1. Padilla Agency LLC -sale and solicitation of insurance, Start date: 05/01/2019 Address: 13284 Pond Springs Road, Suite 502, Austin, TX 78729, 10 total hours per month 10 during securities trading hours, Investment related, More than 50% annual compensation, 2. LMA Advancement LLC- Rental property-own and rent property to others, Start date: 11/29/2022, Address: 13284 Pond Springs Road, Suite 502, Austin, TX 78729, 1 total hours per month 1 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-12-21
S65	Uniform Investment Adviser Law Examination	2018-10-29

S63 Uniform Securities Agent State Law Examination

2020-12-21
S65 Uniform Investment Adviser Law Examination

2018-10-29

Other Names

Carlos Mauricio Padilla Mejia
Carlos Mauricio Padilla
Carlos Mauricio Padillamejia

View on SEC IAPD