Desmond Anthony Scott

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-06-13
NY	RA	APPROVED	2021-05-07
NJ	RA	APPROVED	2012-01-06

PA RA
APPROVED

Since 2025-06-13
NY RA
APPROVED

Since 2021-05-07
NJ RA
APPROVED

Since 2012-01-06

Branch Locations

60 West Union St Suite 201, Kingston, PA 18704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Financial Group, Inc.	Kingston	PA	06/2001	Present
Alliance Plus, Inc	Westbury	NY	05/2007	10/2020
D. Scott And Assoicates, Llc	Laurelton	NY	10/2009	Present
Aetna	Hartford	CT	04/2010	Present
Oxford Health Insurance	Shelton	CT	01/2011	Present
Transamerica Financial Advisors, Inc	Kingston	PA	01/2012	Present
Emblem Health	New York	NY	12/2012	10/2020
I.S. 289 Parent Teachers Association	New York	NY	07/2014	10/2020
Netlaw	Louisville	KY	05/2019	Present
Grober Imbey Agency, Inc	Valley Stream	NY	04/2020	Present
Transamerica	Cedar Rapids	IA	01/2021	Present

06/2001 → Present

World Financial Group, Inc.

Kingston, PA
05/2007 → 10/2020

Alliance Plus, Inc

Westbury, NY
10/2009 → Present

D. Scott And Assoicates, Llc

Laurelton, NY
04/2010 → Present

Aetna

Hartford, CT
01/2011 → Present

Oxford Health Insurance

Shelton, CT
01/2012 → Present

Transamerica Financial Advisors, Inc

Kingston, PA
12/2012 → 10/2020

Emblem Health

New York, NY
07/2014 → 10/2020

I.S. 289 Parent Teachers Association

New York, NY
05/2019 → Present

Netlaw

Louisville, KY
04/2020 → Present

Grober Imbey Agency, Inc

Valley Stream, NY
01/2021 → Present

Transamerica

Cedar Rapids, IA

Previous Registrations

2008-02-01 → 2012-01-06

Investment Advisors International, Inc.

Brooklyn, NY

Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Transamerica / 0121-Present / Investment Related: No / 4333 Edgewood Road NE Cedar Rapids, IA 52499 / Agent / Insurance Sales / Hrs Work Monthly: 2 / Sec Trading Hrs: 1 / Provide employee benefit solutions to prospects. Netlaw; Investment related/No; 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243; Independent contractor; hours per month 2; hours during securities business hours 0; selling online estate planning tool D.Scott and associates, LLC /0909-Present / Investment Related: No /P.O Box 20511 New York, NY 10021/Member/ I support small business with their accounting and planning needs. / Hrs. Work Monthly: 10 / Sec Trading Hrs: 0 / I support small business with their accounting and planning needs AETNA / 0111-Present / Investment Related: No / 4 Research Drive Shelton, CT 06484 / Agent /Health Insurance Provider / Hrs Work Monthly: 3/ Sec Trading Hrs: 0 / Provide Health Insurance Solutions to prospective clients Oxford Health Insurance/0111-Present/ Investment Related: No/4 Research Drive Shelton, Ct 06484 /Agent/ Health Insurance/ Hrs Work Monthly:3 / Sec Trading Hrs: 0/ Provide Health Insurance For Small Businesses Grober Imbey Agency, Inc / 0420-Present / Investment Related: No / 1 Sunrise Plaza, Valley Stream, NY 11580 / Producer / P&C Insurance Sales/ Hrs Work Monthly: 5 / Sec Trading Hrs: 0 / Solicit P&C business

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-18
S63	Uniform Securities Agent State Law Examination	2002-09-14

S65 Uniform Investment Adviser Law Examination

2007-12-18
S63 Uniform Securities Agent State Law Examination

2002-09-14

View on SEC IAPD