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Alan G Facey

Edelman Financial Engines

Fairfax, VA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-01
VA RA APPROVED 2018-11-01
  • TX RA
    APPROVED
    Since 2018-11-01
  • VA RA
    APPROVED
    Since 2018-11-01

Branch Locations

4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 07/2009 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 01/2021
Financial Engines Advisors L.L.C. Santa Clara CA 01/2021 Present
  • 07/2009 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 01/2021
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 01/2021 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2009-07-17 → 2018-11-01
    Edelman Financial Services, Llc
    Fairfax, VA
  • 2007-11-29 → 2009-07-20
    Edelman Financial Advisors Llc
    Fairfax, VA
  • 2007-01-11 → 2007-11-29
    Edelman Financial Services, Llc
    Fairfax, VA
  • 2003-07-07 → 2003-09-22
    Morgan Stanley Dw Inc.
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-11
S66 Uniform Combined State Law Examination 2002-10-03
  • S65 Uniform Investment Adviser Law Examination
    2007-05-11
  • S66 Uniform Combined State Law Examination
    2002-10-03
Designations

View on SEC IAPD

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Other Offices

ARKADIOS WEALTH ADVISORS · Fairfax, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · BURKE, VA
PALLADIUM WEALTH MANAGEMENT, LLC · BURKE, VA
PROFESSIONAL FINANCIAL SOLUTIONS, LLC · FAIRFAX, VA
COMMONWEALTH ASSET MANAGEMENT GROUP LLC · FAIRFAX, VA
EQUITY SERVICES, INC. · FAIRFAX, VA
EAGLE STRATEGIES LLC · BURKE, VA

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