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Pravin Chandra Parekh

LPl Financial LLC

Plymouth, MN

CRD 4534424

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

2 Carlson Pkwy N, Ste 165, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Plymouth MN 02/2003 07/2021
Various Insurance Carriers For W & R Insurance Agencies Wayzata MN 02/2003 07/2021
Hopkins Center For The Arts Hopkins MN 07/2011 06/2017
Pradeep Pravin Real Estate Minnetonka MN 02/2020 07/2021
Parekh Group, Inc. Wayzata MN 11/2015 07/2021
Lpl Financial Llc Plymouth MN 07/2021 Present
  • 02/2003 → 07/2021
    Waddell & Reed, Inc.
    Plymouth, MN
  • 02/2003 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Wayzata, MN
  • 07/2011 → 06/2017
    Hopkins Center For The Arts
    Hopkins, MN
  • 02/2020 → 07/2021
    Pradeep Pravin Real Estate
    Minnetonka, MN
  • 11/2015 → 07/2021
    Parekh Group, Inc.
    Wayzata, MN
  • 07/2021 → Present
    Plymouth, MN
Previous Registrations
Other Businesses

1) 11/2015 - Business Entity For Tax/Investment Purposes Only - Parekh Group, Inc. - Not Investment Related - Wayzata, MN 55391 2) 12/2016 - DBA for LPL Business (entity for LPL business) - LifeMap Wealth Advisors - Investment Related - 40 hr/mon - Plymouth, MN 55447 3) 5/2020 - Real Estate Rental - Pradeep Pravin Real Estate, LLC - Investment Related - Two Carlson Pkwy N Ste 165 Plymouth, MN 55447

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-08
  • S66 Uniform Combined State Law Examination
    2002-08-08
Other Names
  • Pravin Parekh

View on SEC IAPD

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