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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
2 Carlson Pkwy N, Ste 165, Plymouth, MN 55447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Plymouth | MN | 02/2003 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Wayzata | MN | 02/2003 | 07/2021 |
| Hopkins Center For The Arts | Hopkins | MN | 07/2011 | 06/2017 |
| Pradeep Pravin Real Estate | Minnetonka | MN | 02/2020 | 07/2021 |
| Parekh Group, Inc. | Wayzata | MN | 11/2015 | 07/2021 |
| Lpl Financial Llc | Plymouth | MN | 07/2021 | Present |
1) 11/2015 - Business Entity For Tax/Investment Purposes Only - Parekh Group, Inc. - Not Investment Related - Wayzata, MN 55391 2) 12/2016 - DBA for LPL Business (entity for LPL business) - LifeMap Wealth Advisors - Investment Related - 40 hr/mon - Plymouth, MN 55447 3) 5/2020 - Real Estate Rental - Pradeep Pravin Real Estate, LLC - Investment Related - Two Carlson Pkwy N Ste 165 Plymouth, MN 55447
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-08 |
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