David Robert Mietty

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-11-04

MI RA
APPROVED

Since 2010-11-04

Branch Locations

Grosse Pointe Farms, MI • United States

55 William Street, Wellesley, MA 02481 • United States

2301 West Big Beaver Rd. Suite 300, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Troy	MI	08/1999	06/2018
Ubs Financial Services Inc.	Troy	MI	07/2018	Present

08/1999 → 06/2018

Ubs Financial Services Inc.

Troy, MI
07/2018 → Present

Ubs Financial Services Inc.

Troy, MI

Other Businesses

1) Claymore Clothiers LLC/908 S. Adams Road,Birmingham,MI,48009,US/Investment related?:yes/Retailers (Apparel, Food, General)/Proprietor / owner/Accounting, pay bills./start Date?:1/28/2021/time reqd during working hours?: no

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-19

S66 Uniform Combined State Law Examination

2004-11-19

View on SEC IAPD