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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-23 |
| VA | RA | APPROVED | 2002-08-06 |
Branch Locations
1950 Old Gallows Rd Ste 420, Vienna, VA 22182-3920 • United States
Ashburn, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Vienna | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Vienna | VA | 03/2020 | Present |
Business Ownership; Daniel N. Kim Company, LLC; Co-owner; Manage Ameriprise Business; 1950 Old Gallows Road, Suite 420, Vienna, VA, 22182; Investment-Related; 06/01/2026; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Daniel N. Kim Company, LLC; Co-owner; Manage advisory business; 1950 Old Gallows Road, Suite 420, Vienna, VA, 22182; Investment-Related; 06/01/2026; 60 hours per month; 60 during trading hours. Other Business Activities; Open Door Presbyterian Church / Non-Profit religious oganization; Activities of the position is to continue to enhance "Love Herndon" program, which is to generate donors, to assist homeless, residents of Herndon in need, with clothing, food, and other essential needs. Continue to spread Gospel materials.; 3001 Centreville Road, , Herndon, VA, 20171; Not Investment-Related; 01/01/2022; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-05 |
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