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Deborah Kay Williams

Janney Montgomery Scott LLC

Mansfield, OH

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-24
  • OH RA
    APPROVED
    Since 2024-10-24

Branch Locations

1230 Lexington Avenue, Mansfield, OH 44907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2007 09/2016
Kestra Investment Services, Llc Mansfield OH 09/2016 10/2024
Kestra Advisory Services, Llc Mansfield OH 09/2016 10/2024
Janney Montgomery Scott Llc Mansfield OH 10/2024 Present
Previous Registrations
  • 2016-09-09 → 2024-10-28
    Kestra Advisory Services, Llc
    Mansfield, OH
    Austin, TX
  • 2016-09-09 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
    Mansfield, OH
  • 2007-04-26 → 2016-09-13
    Edward Jones
    Ontario, OH
    St Louis, MO
    Mansfield, OH
    Mansfield, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-12
  • S66 Uniform Combined State Law Examination
    2007-04-12
Other Names
  • Deborah Kay Willison
  • Deborah Kay Pugh
  • Deborah Kay Williams

View on SEC IAPD

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HD PINNACLE ADVISORS, LTD.
COMMONWEALTH FINANCIAL NETWORK
STATE FARM INVESTMENT MANAGEMENT CORP.
PRINCIPAL SECURITIES, INC.
J.P. MORGAN SECURITIES LLC
EDWARD JONES

Other Investors

MATTHEW GERALD HARRIS
Ethan Ronald Barry
Kage D Rush
JACOB SCOTT BUCKWALTER
Andrew T Young
Drew Thomas Hodgson
Joseph I Mains
Clay P Reynolds

Other Offices

WHITAKER-MYERS WEALTH MANAGERS, LTD. · MANSFIELD, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Mansfield, OH
HD PINNACLE ADVISORS, LTD. · MANSFIELD, OH
COMMONWEALTH FINANCIAL NETWORK · Mansfield, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Mansfield, OH
PRINCIPAL SECURITIES, INC. · Mansfield, OH
J.P. MORGAN SECURITIES LLC · MANSFIELD, OH
EDWARD JONES · MANSFIELD, OH

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