Kevin J Mcsweeny

LPl Financial LLC

Claim This Profile

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-05-16

CA RA
APPROVED

Since 2019-05-16

Branch Locations

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Diego	CA	07/2012	Present
Stratos Wealth Partners, Ltd	San Diego	CA	07/2012	02/2019

07/2012 → Present

Lpl Financial, Llc

San Diego, CA
07/2012 → 02/2019

Stratos Wealth Partners, Ltd

San Diego, CA

Previous Registrations

2012-07-23 → 2019-02-22

Stratos Wealth Partners, Ltd

San Diego, CA
2003-03-21 → 2012-07-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carlsbad, CA

Carlsbad, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-17

S66 Uniform Combined State Law Examination

2003-03-17

Other Names

Kevin J Mcsweeny

View on SEC IAPD

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor