William Andrew Howe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 11/2017
  Invest Financial Corp.
  Plymouth, MA
• 11/2017 → 02/2023
  Securities America, Inc.
  Plymouth, MA
• 11/2017 → 02/2023
  Securities America Advisors
  Plymouth, MA
• 02/2023 → Present
  Lpl Financial Llc
  Plymouth, MA

Previous Registrations

• 2017-11-29 → 2023-02-02
  Securities America Advisors, Inc.
  Plymouth, MA
• 2004-11-26 → 2017-11-20
  Invest Financial Corporation
  Hyannis, MA
  Sandwich, MA
  Middleboro, MA
  Hyannis, MA
  Plymouth, MA
• 2004-05-17 → 2004-11-08
  Waddell & Reed
  Waltham, MA

Exams

• S66 Uniform Combined State Law Examination
  2002-10-11