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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-24
OH RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-09-24
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

36 Public Square Suite 106, Willoughby, OH 44094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Oncord OH 11/2007 Present
Raymond James Financial Services Advisors, Inc Willoughby OH 01/2009 Present
Amp Financial Group Willoughby OH 11/2007 Present
Previous Registrations
  • 2002-08-12 → 2007-12-03
    A. G. Edwards & Sons, Inc.
    Mentor, OH
    Mentor, OH
Other Businesses

1. Name of Business : AMP Financial Group Address: 36 Public Sq Ste 106,Willoughby, OH Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 11/26/2007 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: DBA for marketing and expenses 2. CHAMBER OF COMMERCE - PAINESVILLE, OH. BOARD MEMBER OF LOCAL CHAMBER OF COMMERCE. STARED 1/12/2012 TO PRESENT. .25 HOURS WEEKLY, .25 DURING TRADING HOURS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-08-01
  • S63 Uniform Securities Agent State Law Examination
    2002-08-01
Other Names
  • Anthony Pochiro

View on SEC IAPD

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