Timothy Andrew Moore

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 01/2021
  Ameriprise Financial Services, Inc.
  Erie, PA
• 02/2021 → Present
  Lpl Financial Llc
  North East, PA
• 02/2021 → Present
  Independent Advisor Alliance
  North East, NC

Previous Registrations

• 2013-04-12 → 2021-02-09
  Ameriprise Financial Services, Llc
  Erie, PA
• 2007-12-20 → 2013-03-01
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 2005-07-07 → 2007-10-25
  Vanguard Advisers, Inc.
  Wayne, PA

Other Businesses

1. 02/9/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/2021 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 03/15/2022 - Timothy Moore DBA Lake Daze - Investment Related - North East, PA - Real Estate Rental - Start Date - 01/06/2022 - 15 Hours Per Month/ 0 Hours During Securities. 3. 03/27/2026-Crescent Financial Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/01/2026-160hrs/mth-160hrs/mth during trading 4. 03/31/2026-Crescent Financial Group-IAR - Financial Advisor-Registered Investment Advisor DBA-Inv related-at reported business location(s)-Start date 04/01/2026-160hrs/mth-160hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-15
• S63 Uniform Securities Agent State Law Examination
  2002-05-22

Designations

• Certified Financial Planner

Other Names

• Timothy A Moore