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Melissa D Smith

Ubs Financial Services Inc.

Springboro, OH

Miamisburg, OH

Dayton, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-02-28
  • OH RA
    APPROVED
    Since 2005-02-28

Branch Locations

Springboro, OH • United States

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

One Fifth Third Center 110 N. Main Street, Ste. 1600, Dayton, OH 45402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Dayton OH 10/1997 Present
Other Businesses

Notary Public / 272 Tamarack Trl Springboro,Ohio 45066 / No/ Non Profit / USD / No / No / / Start Date 11/2/11 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
  • S66 Uniform Combined State Law Examination
    2005-01-31
Other Names
  • Melissa Watkins
  • Melissa Danielle Watkins

View on SEC IAPD

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