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Adam Gonzales

J.P. Morgan Securities LLC

San Antonio, TX

San Antonio, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-15
  • TX RA
    APPROVED
    Since 2017-02-15

Branch Locations

20855 Stone Oak Pkwy, San Antonio, TX 78258 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. San Antonio TX 04/2006 01/2017
Jpmorgan Securities Llc San Antonio TX 01/2017 Present
  • 04/2006 → 01/2017
    Investment Professionals, Inc.
    San Antonio, TX
  • 01/2017 → Present
    Jpmorgan Securities Llc
    San Antonio, TX
Previous Registrations
  • 2006-04-10 → 2017-01-19
    Investment Professionals, Inc.
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
  • 2004-10-12 → 2006-03-09
    Citicorp Investment Services
    San Antonio, TX
  • 2002-08-06 → 2004-05-10
    A. G. Edwards & Sons, Inc.
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-05
  • S66 Uniform Combined State Law Examination
    2002-08-05

View on SEC IAPD

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